Securities Law and Policy Category 8: Mutual Funds

CSA Instruments and Policies
81-101  National Instrument - Mutual Fund Prospectus Disclosure as of January 06, 2022
81-101 CP Companion Policy - Mutual Fund Prospectus Disclosure as of July 25, 2023
81-102  National Instrument - Investment Funds as of September 13, 2023
81-102 CP Companion Policy - Investment Funds as of June 09, 2023
81-105  National Instrument - Mutual Fund Sales Practices as of June 01, 2022
81-105 CP Companion Policy - Mutual Fund Sales Practices as of June 01, 2022
81-106  National Instrument - Investment Fund Continuous Disclosure as of June 09, 2023
81-106 CP  Companion Policy - Investment Fund Continuous Disclosure as of July 25, 2023
81-107  National Instrument - Independent Review Committee for Investment Funds as of July 25, 2023
   
Local Rules and Blanket Orders
81-501 Blanket Order In the Matter of Allowing Select MFDA Members to Commingle Funds
81-502 Blanket Order In the Matter of Temporary Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds
81-503 Blanket Order In the Matter of Temporary Variation From Borrowing Limit to Accommodate Redemption Requests of Mutual Funds 
81-504 Blanket Order In The Matter of Temporary Extension of Certain Filing, Delivery and  Prospectus Renewal Requirements of Investment Funds
81-505 Blanket Order In the Matter of Exemption from Proficiency Requirements in National Instrument 81-104 Alternative Mutual Funds
81-506 Blanket Order In the Matter of Temporary Exemptions from the OEO Trailer Ban
81-801, 81-801 (Amendment - Point of Sale Amendments), 81-801 (Amendment) Prince Edward Island Rule 81-801 - Mutual Fund Prospectus Disclosure
81-802, 81-802 (Amendment), 81-802 (Amendment), 81-802 (Amendment) Prince Edward Island Rule 81-802 - Mutual Funds
81-804, 81-804 (Amendment) Prince Edward Island Rule 81-804 - Commodity Pools
81-805, 81-805 (Amendment) Prince Edward Island Rule 81-805 - Mutual Fund Sales Practices
81-806, 81-806 (Amendment), 81-806 (Amendment), 81-806 (Amendment) Prince Edward Island Rule 81-806 - Investment Fund Continuous Disclosure
81-807, 81-807 (Amendment), 81-807 (Amendment) Prince Edward Island Rule 81-807 - Independent Review Committee for Investment Funds
   
Published date: 
September 23, 2024
Justice and Public Safety

General Inquiries

Financial and Consumer Services Division
1st Floor, Shaw Building (North Entrance)
105 Rochford Street
PO Box 2000
Charlottetown, PE   C1A 7N8

Phone: 902-368-4550
Fax: 902-368-5283

ccs@gov.pe.ca