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62-803 - The Early Warning System and Related Take-Over Bid and Insider Reporting Issues
2017-08-15
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 62-803
Subject: The Early Warning System and Related Take-Over Bid and Insider Reporting Issues
Effective Date: ...
62-804 - Take-Over Bids and Issuer Bids
2017-08-15
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 62-804
Subject: Take-Over Bids and Issuer Bids
Effective Date: March 17, 2008
Rule 62-804 Implementing...
71-801 - The Multijurisdictional Disclosure System
2017-08-15
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 71-801
Subject: The Multijurisdictional Disclosure System
Effective Date: March 17, 2008
Rule 71-801...
71-802 - Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
2017-08-15
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 71-802
Subject: Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
Effective Date: March 17,...
81-501 (Blanket Order) - Allowing Select MFDA Members to Commingle Funds
2017-08-15
In the Matter of the Securities Act
R.S.P.E.I. 1988, CAP. S-3.1
- and -
In the Matter of Allowing Select MFDA Members to Commingle Funds
Whereas:
Sections 11.1(1)(b) and 11.2(1)(b) (Commingling Prohibitions) of National...
81-801 - Mutual Fund Prospectus Disclosure
2017-08-15
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 81-801
Subject: Mutual Fund Prospectus Disclosure
Effective Date: March 17, 2008
Rule 81-801 Implementing...
31-517 (Blanket Order) - Dispute Resolution Services Exemption in Section 13.16 of NI 31-103
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-517
Subject: Exemption from the Requirement to Provide Dispute Resolution Services Prescribed by Section 13.16 of NI 31-103
...
31-518 (Blanket Order) - IIROC 2014 CRM2 Amendments
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-518
Subject: IIROC 2014 CRM2 Amendments
Effective Date: July 15, 2014
Blanket Order 31-518
...
31-519 (Blanket Order) - MFDA 2014 CRM2 Amendments
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-519
Subject: MFDA 2014 CRM2 Amendments
Effective Date: July 15, 2014
Blanket Order 31-519
...
31-520 (Blanket Order) - Exemptions from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-520
Subject: Exemptions from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing...