31-803 - Registration Requirements and Exemptions

Securities Act
R.S.P.E.I. 1988, Cap-S-3.1

Document Type: Implementing Instrument
Document No: 31-803
Subject: Registration Requirements and Exemptions
Effective Date: September 28, 2009

Rule 31-8032 Implementing National Instrument 31-103 Registration Requirements and Exemptions

Part 1 Definitions

1.1 In this Rule “NI 31-103” means National Instrument 31-103 Registration Requirements and Exemptions of the Canadian Securities Administrators, made effective in Prince Edward Island on September 28, 2009.

Part 2 Adoption as a Rule

2.1 NI 31-103 is adopted as a Rule under the Securities Act.

Part 3 Effective Date

3.1 This instrument comes into effect on September 28, 2009. 

31-803 (Amendment)

Securities Act
R.S.P.E.I. 1988, Cap-S-3.1

Document Type: Amendments to National Instrument
Document No: 31-803 A
Subject: Amendments to National Instrument - Registration Requirements and Exemptions (New Title - Registration Requirements and Exemptions and Ongoing Registrant Obligations)
Effective Date: July 11, 2011

Rule 31-803 Amending National Instrument 31-103 Registration Requirements and Exemptions (New Title - Registration Requirements and Exemptions and Ongoing Registrant Obligations)

Part 1 Definitions

1.1  In this Rule “NI 31-103” means National Instrument 31-103 Registration Requirements and Exemptions of the Canadian Securities Administrators, made effective in Prince Edward Island on September 28, 2009.

Part 2 Amendment of National Instrument

2.1  NI 31-103 is amended in accordance with Amendments to National Instrument 31-103 Registration Requirements and Exemptions of the Canadian Securities Administrators, made effective on July 11, 2011.

Part 3 Effective Date

3.1  This instrument comes into effect on July 11, 2011.

31-803 (Amendment)

Securities Act
R.S.P.E.I. 1988, Cap-S-3.1

Document Type: Amendments to National Instrument
Document No: 31-803
Subject: Amendments to National Instrument - Registration Requirements, Exemptions and Ongoing Registrant Obligations
Effective Date: July 15, 2013

Rule 31-803 Amending National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Part 1 Definitions

1.1  In this Rule “NI 31-103” means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations of the Canadian Securities Administrators, made effective in Prince Edward Island on September 28, 2009, as amended on July 11, 2011.

Part 2 Amendment of National Instrument

2.1  NI 31-103 is amended in accordance with Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations of the Canadian Securities Administrators, made effective on July 15, 2013, July 15, 2014, July 15, 2015 and July 15, 2016.

Part 3 Effective Date

3.1  This instrument comes into effect on July 15, 2013.

31-803 (Amendment)

Securities Act
R.S.P.E.I. 1988, Cap-S-3.1

Document Type: Amendments to National Instrument
Document No: 31-803
Subject: Amendments to National Instrument - Registration Requirements, Exemptions and Ongoing Registrant Obligations
Effective Date: January 11, 2015

Rule 31-803 Amending National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Part 1 Definitions

1.1  In this Rule “NI 31-103” means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations of the Canadian Securities Administrators, made effective in Prince Edward Island on September 28, 2009, as amended on July 11, 2011 and July 15, 2013.

Part 2 Amendment of National Instrument

2.1  NI 31-103 is amended in accordance with Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations of the Canadian Securities Administrators, made effective on January 11, 2015 and July 15, 2015.

Part 3 Effective Date

3.1  This instrument comes into effect on January 11, 2015.

Published date: 
August 11, 2017
Justice and Public Safety

General Inquiries

Financial and Consumer Services Division
1st Floor, Shaw Building (North Entrance)
105 Rochford Street
PO Box 2000
Charlottetown, PE   C1A 7N8

Phone: 902-368-4550
Fax: 902-368-5283

ccs@gov.pe.ca