Securities Fees

The fees payable under the new Securities Act R.S.P.E.I. Cap. S-3.1 are set in a Schedule to the Act. The fees are as follows:

Registration Fees (effective August 1, 2016)

Firms - $750 (regardless of the number of categories to which the application relates)

• Mutual Fund Dealer
• Investment Dealer
• Scholarship Plan Dealer
• Portfolio Manager
• Exempt Market Dealer
• Investment Fund Manager

Individuals - $350

• Dealing Representative
• Advising Representative
• Chief Compliance Officer
• Ultimate Designated Person

Non-Trading - No Fee (such as officers, directors, etc.)

Individual Transfers - $150

Filing Fees

Prospectus - $850

Additional Classes - $150
Shelf Prospectus - $950
Prospectus Amendment - $150
AIF filed under 51-102 or 81-106 - $1,000

Applications

Section 6 and 16 applications - $350 (designation and exemption orders)

There are no fees payable for any other applications, approvals or filings. For example, there are no fees payable for:

• NI 81-102 applications
• Shelf Supplements
• Reports of Trade