Securities Fees
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The fees payable under the new Securities Act R.S.P.E.I. Cap. S-3.1 are set in a Schedule to the Act. The fees are as follows:
Registration Fees (effective August 1, 2016)
Firms - $750 (regardless of the number of categories to which the application relates)
- Mutual Fund Dealer
- Investment Dealer
- Scholarship Plan Dealer
- Portfolio Manager
- Exempt Market Dealer
- Investment Fund Manager
Individuals - $350
- Dealing Representative
- Advising Representative
- Chief Compliance Officer
- Ultimate Designated Person
Non-Trading - No Fee (such as officers, directors, etc.)
Individual Transfers - $150
Filing Fees
Prospectus - $850
Additional Classes - $150
Shelf Prospectus - $950
Prospectus Amendment - $150
AIF filed under 51-102 or 81-106 - $1,000
Applications
Section 6 and 16 applications - $350 (designation and exemption orders)
There are no fees payable for any other applications, approvals or filings. For example, there are no fees payable for:
- NI 81-102 applications
- Shelf Supplements
- Reports of Trade
Date de publication :
le 18 Septembre 2017