Securities Law and Policy Category 4: Distribution Requirements

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CSA Instruments and Policies
41-101	National Instrument - General Prospectus Requirements as of June 09, 2023
41-101 CP	Companion Policy - General Prospectus Requirements as of June 09, 2023
43-101	National Instrument - Standards of Disclosure for Mineral Projects as of June 09, 2023
43-101 CP	Companion Policy - Standards of Disclosure for Mineral Projects as of June 09, 2023
44-101	National Instrument - Short Form Prospectus Distributions as of June 09, 2023
44-101 CP	Companion Policy - Short Form Prospectus Distributions as of June 09, 2023
44-102	National Instrument - Shelf Distributions as of June 09, 2023
44-102 CP	Companion Policy - Shelf Distributions as of June 09, 2023
44-103	National Instrument - Post-Receipt Pricing as of April 16, 2024
44-103 CP	Companion Policy - Post-Receipt Pricing as of April 16, 2024
45-102	National Instrument - Resale of Securites as of June 09, 2023
45-102 CP	Companion Policy - Resale of Securities as of June 09, 2023
45-106	National Instrument - Prospectus Exemptions as of September 13, 2023
45-106 CP	Companion Policy - Prospectus Exemptions as of July 25, 2023
45-107 MI	Multilateral Instrument - Listing Representation and Statutary Rights of Action Disclosure Exemptions as of September 08, 2015
45-110	National Instrument - Start-Up Crowdfunding Registration and Prospectus Exemptions as of September 21, 2021

Local Rules and Blanket Orders
41-801, 41-801 (Amendment), 41-801 (Amendment), 41-801 (Amendment), 40-801 (Amendment), 41-801 (Amendment)	Prince Edward Island Rule 41-801 - General Prospectus Requirements
41-930 (Blanket Order)	CSA Coordinated Blanket Order 41-930 Exemptions from Certain Prospectus and Disclosure Requirements
43-801	Prince Edward Island Rule 43-801 - Standards of Disclosure for Mineral Projects
44-501 (Blanket Order)	Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers
44-801, 44-801 (Amendment), 44-801 (Amendment)	Prince Edward Island Rule 44-801 - Short Form Prospectus Distributions
44-802, 44-802 (Amendment), 44-802 (Amendment)	Prince Edward Island Rule 44-802 - Shelf Distributions
44-803, 44-803 (Amendment)	Prince Edward Island Rule 44-803 - Post-Receipt Pricing
45-501, 45-501 (Amendment)	Prince Edward Island Rule 45-501 - Exempt Distributions - Co-operative Associations
45-502	Prince Edward Island Rule 45-502 - Exempt Distributions - Credit Unions
45-507	Prince Edward Island Rule 45-507 - Exempt Distributions - Self-Directed Registered Education Savings Plans
45-508	Prince Edward Island Rule 45-508 - Respecting Community Economic-Development Businesses
45-510 (Blanket Order)	Exemptions from certain financial statement requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
45-511 (Blanket Order)	Exemptions from certain financial statement requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
45-512 (Blanket Order)	Exemption from prospectus requirement for certain trades to existing security holders
45-513 (Blanket Order)	Exemptions from certain requirements in Form 45-106F1 Report of Exempt Distribution
45-801	Exemption for Credit Unions
45-802, 45-802 (Amendment), 45-802 (Amendment)	Prince Edward Island Rule 45-801 - Rights Offerings
45-802 (Amendment to NI 45-102)	Prince Edward Island Rule 45-802 - Resale of Securities
45-806, 45-806 (Amendment), 45-806 (Amendment)	Amending National Instrument 45-102 Resale of Securities
45-807	Prince Edward Island Rule 45-807 - Listing Representation and Statutory Rights of Action Disclosure Exemptions
45-808	Local Rule 45-808 - Implementing National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions
45-930 (Blanket Order)	CSA Coordinated Blanket Order 45-930 Prospectus Exemption for New Reporting Issuers

Date de publication :

le 17 Avril 2025

Renseignements généraux

Division des services financiers et aux consommateurs
Ministère de la Justice et de la Sécurité publique
Immeuble Shaw (nord), 1er étage
105, rue Rochford
C.P. 2000
Charlottetown (Île-du-Prince-Édouard) C1A 7N8

Téléphone: (902) 368-4550
Télécopieur: (902) 368-5283

ccs@gov.pe.ca (link sends e-mail)

Securities Law and Policy Category 4: Distribution Requirements

Liens supplémentaires

Renseignements généraux