Securities Law and Policy Category 9: Derivatives

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CSA Instruments and Policies
91-101 MI	Multilateral Instrument - Derivatives: Product Determination as of September 30, 2016
91-101 CP	Companion Policy - Derivatives: Product Determination as of September 30, 2016
91-102 MI	Multilateral Instrument - Prohibition of Binary Options as of December 12, 2017
91-102 CP	Companion Policy - Prohibition of Binary Options as of December 12, 2017
94-101	National Instrument - Mandatory Central Counterparty Clearing of Derivatives as of September 01, 2022
94-101 CP	Companion Policy - Mandatory Central Counterparty Clearing of Derivatives as of September 01, 2022
94-102	National Instrument - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions as of September 13, 2023
94-102 CP	Companion Policy - Derivatives: Customer Clearing and Protection of Custumer Collateral and Positions as of July 04, 2017
96-101 MI	Multilateral Instrument - Trade Repositories and Derivatives Data Reporting as of September 30, 2016
96-101 CP	Companion Policy - Trade Repositories and Derivatives Data Reporting as of September 30, 2016

Local Rules and Blanket Orders
96-501 (Blanket Order)	Relief From Certain Derivatives
	Relief From Certain Derivatives (as amended)
96-502 (Blanket Order)	Exemption from Certain Requirements
96-930 (Blanket Order)	CSA Coordinated Blanket Order 96-930 - Exemption from Reporting Life Cycle Event for LIBOR
96-931 (Blanket Order)	CSA Coordinated Blanket Order 96-931 - Trade Repositories and Derivatives Data Reporting
96-932 (Blanket Order)	CSA Coordinated Blanket Order 96-932 - Trade Repositories and Derivatives Data Reporting

Date de publication :

le 7 Novembre 2024

Renseignements généraux

Division des services financiers et aux consommateurs
Ministère de la Justice et de la Sécurité publique
Immeuble Shaw (nord), 1er étage
105, rue Rochford
C.P. 2000
Charlottetown (Île-du-Prince-Édouard) C1A 7N8

Téléphone: (902) 368-4550
Télécopieur: (902) 368-5283

ccs@gov.pe.ca

Securities Law and Policy Category 9: Derivatives

Liens supplémentaires

Renseignements généraux